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Gentlemen My name is Donald Broomfield LPL Retirement account 1974-0669.My Account Executive Eugene Liss. Mr Liss has been a reliable advisor for many years until the summer of 2012 at which time he recommended a significant number of revisions to my investments and I...
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Anonymous
hendriesjames

:) Thank you for your valuable details on LPL financial services.lpl financial services

#386626
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I invested through my Daughter who is an advisor for LPL. After they had my money for a month and a half they failed to invest my money of 1K in a growth fund I requested. Then they blamed it on my advisor and when I asked for the money back they gouged me for 94.99...
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Anonymous
Anonymous

So you think with almost 400 billion in assets they actually cared about your 1k.

Anonymous
Katie Runyon

Hey Pa, call me when you gets this. I needs to slang mo' *** proprietary funds to meets my quota and takes a cut... I's not a salesperson tapping frienz n families - they t...

#350048
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My friend convinced me to sell my stocks and mutual funds claiming I was being overcharged. He told me LPL does not receive any benefits or perks from the funds they choose to invest my money. After transferring my money to LPL I received a statement from the company...
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#348930
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5 sister inherited funds from an IRA account. Two sisters worked with their Smith Barney reps, and even with multiple phone calls, it took over 2 months and multiple filings of paperwork to get the transfer done. The Smith Barney reps were very experienced and found...
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Anonymous
John

It sounds like your issue was with your specific advisor and their unwillingness to assist you with your transfer. It's a common theme in the investment business as a whole re...

Anonymous
BSP

Get your money away from LPL and open an account at a reputable company like Vanguard or Fidelity. Don't screw around with these parasites.

#335658
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I've been trying to close my account for five months. LPL has a different story every month about why my funds can't be transferred. Since, my account is a retirement I need to do a transfer. Warning do not do business with them. I've been over ten hours on the phone...
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#318390
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I moved an Inherited IRA/Annuity to LPL Financial under the direction of a Mr. Ming, working out of Astoria Federal. Ming said I only need to take a 1 time distribution. Several years later, an advisor at Chase told me I was supposed to be taking yearly...
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Anonymous
John

It sounds like your issue was with your specific advisor and not LPL Financial. LPL Financial consists of independent advisor representatives with their own businesses. LPL F...

Wolfeboro, New Hampshire
#311841
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LPL – Leaders in Non-Compliance Uncategorized by Admin Some people would suggest that LPL is no less compliant than similar companies and while it certainly seems like LPL is the standard bearer for how NOT to do compliance, we needed some objective and tangible...
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Anonymous
LPLmentality11

I worked at LPL for almost 10 years and I can tell you that I have heard several senior leaders say that the fines are a cost of doing business and dismiss fines of $1 million...

Anonymous
Otis

I have had the misfortune to be executor of two estates in the past year, and as such have dealt with almost a dozen financial institutions. LPL is BY FAR the biggest pain to ...

#276017
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Got my first job out of college and everyone knows how difficult it is to get a job these days. Little did I know that they were just scamming and intent on taking advantage of my strong desire to do something good in my life and impress my new employer. I should have...
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Anonymous
Anonymous

Bologna

Anonymous
Happy Employee

I work at LPL Corporate. Independent Financial Advisors run their own offices. This company is a great company to work for. The Advisors run their own business. Come work for ...

#182755
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